Unclaimed Profile

Roch Richard Tranel

LIBERTY ONE INVESTMENT MANAGEMENT, LLC·LIBERTYVILLE, Illinois

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65CFPClean record28 years registeredLIBERTY ONE INVESTMENT MANAGEMENT, LLC

1509 N. MILWAUKEE AVE., LIBERTYVILLE, IL 60048CRD# 1957486Firm CRD# 304290

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roch Richard Tranel · LIBERTYVILLE, IL

Registration

CRD #1957486 · LIBERTY ONE INVESTMENT MANAGEMENT, LLC · 28 years registered

Brand Profile

Not yet started

Career History

THE TRANEL GROUP, LLC

Aug 2023 – present

LIBERTY ONE INVESTMENT MANAGEMENT

Jun 2019 – present

MONEY CONCEPTS ADVISORY SERVICE

Apr 1998 – Oct 2022

LIBERTYVILLE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · April 30, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD 304290 · SEC 801-116826

AUM

$2.0B

Regulatory assets under management

Employees

14,692 client accounts

Services offered by LIBERTY ONE INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LIBERTY ONE INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Roch Richard Tranel offer?

Roch Richard Tranel specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LIBERTYVILLE, Illinois for a consultation.

What are Roch Richard Tranel's credentials?

Roch Richard Tranel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Roch Richard Tranel located?

Roch Richard Tranel is based in LIBERTYVILLE, Illinois, working with LIBERTY ONE INVESTMENT MANAGEMENT, LLC. Their office serves clients in the LIBERTYVILLE metropolitan area and surrounding communities.

How does Roch Richard Tranel charge for services?

Roch Richard Tranel's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIBERTY ONE INVESTMENT MANAGEMENT, LLC?

LIBERTY ONE INVESTMENT MANAGEMENT, LLC has approximately 18 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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