Unclaimed Profile

William Andrew Pekin

PEKIN HARDY STRAUSS, INC.·CHICAGO, Illinois

Series 6, Series 7, Series 63CFA21 years registeredPEKIN HARDY STRAUSS, INC.

227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 2067982Firm CRD# 107310

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Andrew Pekin · CHICAGO, IL

Registration

CRD #2067982 · PEKIN HARDY STRAUSS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

PEKIN HARDY STRAUSS, INC.

Oct 2004 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Registration record

First registered · October 19, 2004

Years registered · 21

Professional designation · CFA

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PEKIN HARDY STRAUSS, INC.

CRD 107310 · SEC 801-35684

AUM

$1.0B

Regulatory assets under management

Employees

1,773 client accounts

Services offered by PEKIN HARDY STRAUSS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at PEKIN HARDY STRAUSS, INC. →

Introduction

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Frequently Asked Questions

What services does William Andrew Pekin offer?

William Andrew Pekin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are William Andrew Pekin's credentials?

William Andrew Pekin holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Andrew Pekin located?

William Andrew Pekin is based in CHICAGO, Illinois, working with PEKIN HARDY STRAUSS, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does William Andrew Pekin charge for services?

William Andrew Pekin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEKIN HARDY STRAUSS, INC.?

PEKIN HARDY STRAUSS, INC. has approximately 16 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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