Unclaimed Profile

Brandon John Hardy

PEKIN HARDY STRAUSS, INC.·CHICAGO, Illinois

Series 4, Series 7, Series 55, Series 63, Series 65Clean record25 years registeredPEKIN HARDY STRAUSS, INC.

227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 4125065Firm CRD# 107310

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brandon John Hardy · CHICAGO, IL

Registration

CRD #4125065 · PEKIN HARDY STRAUSS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

PEKIN HARDY STRAUSS, INC.

Apr 2001 – present

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · April 26, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEKIN HARDY STRAUSS, INC.

CRD 107310 · SEC 801-35684

AUM

$1.0B

Regulatory assets under management

Employees

1,773 client accounts

Services offered by PEKIN HARDY STRAUSS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at PEKIN HARDY STRAUSS, INC. →

Introduction

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Frequently Asked Questions

What services does Brandon John Hardy offer?

Brandon John Hardy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Brandon John Hardy's credentials?

Brandon John Hardy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brandon John Hardy located?

Brandon John Hardy is based in CHICAGO, Illinois, working with PEKIN HARDY STRAUSS, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Brandon John Hardy charge for services?

Brandon John Hardy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEKIN HARDY STRAUSS, INC.?

PEKIN HARDY STRAUSS, INC. has approximately 16 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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