Unclaimed Profile

Ronald Lee Strauss

PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.·CHICAGO, Illinois

Series 1, Series 5, Series 16, Series 24, Series 40, Series 41, Series 63CFA28 years registeredPEKIN SINGER STRAUSS ASSET MANAGEMENT INC.

161 N. CLARK STREET, CHICAGO, IL 60601-3340CRD# 438196Firm CRD# 107310

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Lee Strauss · CHICAGO, IL

Registration

CRD #438196 · PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.

PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.

Apr 2001 – Mar 2016

CHICAGO, IL

ARDMORE PARTNERS, INC.

Mar 1998 – Dec 2004

WILMETTE, IL

Registrations & Exams

FINRA examinations passed

Series 1

Series 5

Series 16

Series 24

Series 40

Series 41

Series 63

Registration record

First registered · March 28, 1998

Years registered · 28

Professional designation · CFA

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PEKIN HARDY STRAUSS, INC.

CRD 107310 · SEC 801-35684

AUM

$1.0B

Regulatory assets under management

Employees

1,773 client accounts

Services offered by PEKIN HARDY STRAUSS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at PEKIN HARDY STRAUSS, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Lee Strauss offer?

Ronald Lee Strauss specializes in Financial Planning, Investment Management, Wealth Management.

What are Ronald Lee Strauss's credentials?

Ronald Lee Strauss holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ronald Lee Strauss located?

Ronald Lee Strauss is based in CHICAGO, Illinois, last registered with PEKIN SINGER STRAUSS ASSET MANAGEMENT INC..

How does Ronald Lee Strauss charge for services?

Ronald Lee Strauss's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.?

PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. has approximately 16 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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