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Thomas Martin Paulus

GREAT LAKES ADVISORS, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 27Clean recordGREAT LAKES ADVISORS, LLC
231 S. LASALLE STREET, CHICAGO, IL 60604CRD# 1077751Firm CRD# 110757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Martin Paulus · CHICAGO, IL
Registration
CRD #1077751 · GREAT LAKES ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
GREAT LAKES ADVISORS, LLC
CRD 110757 · SEC 801-16937
AUM
$13.9B
Regulatory assets under management
Employees
91
3,330 client accounts
Services offered by GREAT LAKES ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at GREAT LAKES ADVISORS, LLC →
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Frequently Asked Questions

What services does Thomas Martin Paulus offer?
Thomas Martin Paulus specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Thomas Martin Paulus's credentials?
Thomas Martin Paulus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Martin Paulus located?
Thomas Martin Paulus is based in CHICAGO, Illinois, working with GREAT LAKES ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Thomas Martin Paulus charge for services?
Thomas Martin Paulus's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: fulcrum fee; asset-based fee contingent on performance. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GREAT LAKES ADVISORS, LLC?
GREAT LAKES ADVISORS, LLC has approximately 91 employees and manages $13.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GREAT LAKES ADVISORS, LLC

Patrick Michael Morrissey
CHICAGO, IL
Gary Alan Lenhoff
CHICAGO, IL
Jon Edward Quigley
CHICAGO, IL
Charles Wren Dillon
CHICAGO, IL
Kelly J Weller
CHICAGO, IL
Thomas Jason Turner
CHICAGO, IL

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Nearby cities in Illinois
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Research
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