Unclaimed Profile

Charles Wren Dillon

GREAT LAKES ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 5, Series 7, Series 63, Series 65Clean record29 years registeredGREAT LAKES ADVISORS, LLC

231 S. LASALLE STREET, CHICAGO, IL 60604CRD# 1113275Firm CRD# 110757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Wren Dillon · CHICAGO, IL

Registration

CRD #1113275 · GREAT LAKES ADVISORS, LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREAT LAKES ADVISORS, LLC

GREAT LAKES ADVISORS, LLC

Jul 2011 – Jan 2025

CHICAGO, IL

ING INVESTMENT MANAGEMENT CO.

Apr 2007 – Aug 2008

NEW YORK, NY

MERRILL LYNCH INVESTMENT MANAGERS LP

Jun 1997 – Oct 2006

NORTHBROOK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · June 18, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREAT LAKES ADVISORS, LLC

CRD 110757 · SEC 801-16937

AUM

$13.9B

Regulatory assets under management

Employees

3,330 client accounts

Services offered by GREAT LAKES ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GREAT LAKES ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Wren Dillon offer?

Charles Wren Dillon specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Charles Wren Dillon's credentials?

Charles Wren Dillon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Wren Dillon located?

Charles Wren Dillon is based in CHICAGO, Illinois, last registered with GREAT LAKES ADVISORS, LLC.

How does Charles Wren Dillon charge for services?

Charles Wren Dillon's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: fulcrum fee; asset-based fee contingent on performance. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT LAKES ADVISORS, LLC?

GREAT LAKES ADVISORS, LLC has approximately 91 employees and manages $13.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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