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GREAT LAKES ADVISORS, LLC
GREAT LAKES ADVISORS, LLC
CHICAGO, Illinois
·
7 registered advisors
·
CRD# 110757
SEC# 801-16937
4
312-431-1700
01
Firm Overview
AUM
$13.9B
Regulatory assets under management
Employees
91
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: FULCRUM FEE; ASSET-BASED FEE CONTINGENT ON PERFORMANCE
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
04
Advisors at GREAT LAKES ADVISORS, LLC
7 registered advisors
Charles Wren Dillon
CHICAGO, Illinois
CRD# 1113275
Gary Alan Lenhoff
CHICAGO, Illinois
CRD# 2441815
Jon Edward Quigley
CHICAGO, Illinois
CRD# 2653565
Kelly J Weller
CHICAGO, Illinois
CRD# 4586837
Patrick Michael Morrissey
CHICAGO, Illinois
CRD# 1257347
Thomas Jason Turner
CHICAGO, Illinois
CRD# 5263045
Thomas Martin Paulus
CHICAGO, Illinois
CRD# 1077751
05
Office Locations
CHICAGO, Illinois
7 advisors
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Data sourced from SEC Form ADV filings. GREAT LAKES ADVISORS, LLC (CRD# 110757) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.