Unclaimed Profile

Kelly J Weller

GREAT LAKES ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 63, Series 65Clean record24 years registeredGREAT LAKES ADVISORS, LLC

231 S. LASALLE STREET, CHICAGO, IL 60604CRD# 4586837Firm CRD# 110757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly J Weller · CHICAGO, IL

Registration

CRD #4586837 · GREAT LAKES ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREAT LAKES ADVISORS, LLC

GREAT LAKES ADVISORS, LLC

Sep 2012 – Jul 2021

CHICAGO, IL

PNC CAPITAL ADVISORS LLC

Sep 2011 – Sep 2012

CHICAGO, IL

NATCITY INVESTMENTS, INC.

Mar 2006 – Oct 2009

SPRINGFIELD, IL

JPMORGAN ASSET MANAGEMENT

Nov 2001 – Apr 2005

SPRINGFIELD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · November 29, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREAT LAKES ADVISORS, LLC

CRD 110757 · SEC 801-16937

AUM

$13.9B

Regulatory assets under management

Employees

3,330 client accounts

Services offered by GREAT LAKES ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GREAT LAKES ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly J Weller offer?

Kelly J Weller specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Kelly J Weller's credentials?

Kelly J Weller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly J Weller located?

Kelly J Weller is based in CHICAGO, Illinois, last registered with GREAT LAKES ADVISORS, LLC.

How does Kelly J Weller charge for services?

Kelly J Weller's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: fulcrum fee; asset-based fee contingent on performance. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREAT LAKES ADVISORS, LLC?

GREAT LAKES ADVISORS, LLC has approximately 91 employees and manages $13.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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