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Richard Mark Fradin

CHICAGO CAPITAL, LLC·CHICAGO, Illinois
Clean recordCHICAGO CAPITAL, LLC
135 S. LASALLE, CHICAGO, IL 60603CRD# 2091095Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Mark Fradin · CHICAGO, IL
Registration
CRD #2091095 · CHICAGO CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Mark Fradin is a registered financial advisor based in CHICAGO, Illinois, affiliated with CHICAGO CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CHICAGO CAPITAL, LLC
CHICAGO CAPITAL, LLC
AUM
$3.5B
Regulatory assets under management
Employees
14
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2091095
Firm CRD# 291624
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Mark Fradin offer?
Richard Mark Fradin specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Richard Mark Fradin's credentials?
Richard Mark Fradin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Mark Fradin located?
Richard Mark Fradin is based in CHICAGO, Illinois, working with CHICAGO CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Richard Mark Fradin charge for services?
Richard Mark Fradin's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHICAGO CAPITAL, LLC?
CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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