Unclaimed Profile

Keith Enrique Beck

ADVANCED EQUITIES, INC.·CHICAGO, Illinois

SIE, Series 7, Series 7TO, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 79TO, Series 99TO24 years registeredADVANCED EQUITIES, INC.

311 SOUTH WACKER, CHICAGO, IL 60606CRD# 1690201Firm CRD# 35545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith Enrique Beck · CHICAGO, IL

Registration

CRD #1690201 · ADVANCED EQUITIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADVANCED EQUITIES, INC.

GREAT POINT ADVISORS, LLC

May 2020 – Dec 2020

CHICAGO, IL

BLUESKYE INVESTMENT ADVISERS, LLC

Jun 2019 – Mar 2020

Chicago, IL

PAULSON INVESTMENT COMPANY, LLC

Mar 2016 – Jul 2017

Chicago, IL

MONTICELLO INVESTMENT SERVICES, INC.

Nov 2014 – Feb 2016

CHICAGO, IL

ADVANCED EQUITIES, INC.

Jun 2006 – Nov 2012

CHICAGO, IL

CHICAGO INVESTMENT GROUP, LLC

Jan 2002 – May 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · January 31, 2002

Years registered · 24

Disclosure History

2014Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ADVANCED EQUITIES, INC.

CRD 35545 · SEC 801-67983

AUM

$868M

Regulatory assets under management

Employees

209 client accounts

Services offered by ADVANCED EQUITIES, INC.

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ADVANCED EQUITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Keith Enrique Beck offer?

Keith Enrique Beck specializes in Retirement Planning.

What are Keith Enrique Beck's credentials?

Keith Enrique Beck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith Enrique Beck located?

Keith Enrique Beck is based in CHICAGO, Illinois, last registered with ADVANCED EQUITIES, INC..

How does Keith Enrique Beck charge for services?

Keith Enrique Beck's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANCED EQUITIES, INC.?

ADVANCED EQUITIES, INC. has approximately 51 employees and manages $868M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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