Unclaimed Profile

Gerald Palmer Pascal

ADVANCED EQUITIES, INC.·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record20 years registeredADVANCED EQUITIES, INC.

311 SOUTH WACKER, CHICAGO, IL 60606CRD# 5033755Firm CRD# 35545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerald Palmer Pascal · CHICAGO, IL

Registration

CRD #5033755 · ADVANCED EQUITIES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

UBS FINANCIAL SERVICES INC.

Nov 2016 – present

UBS FINANCIAL SERVICES INC.

Nov 2016 – present

CHARLES SCHWAB & CO., INC.

Mar 2013 – Nov 2016

SAN FRANCISCO, CA

ING FINANCIAL ADVISERS, LLC

Jan 2013 – Feb 2013

OAKLAND, CA

ING FINANCIAL PARTNERS, INC

Jan 2013 – Feb 2013

OAKLAND, CA

ING INVESTMENT ADVISORS, LLC

Jan 2013 – Feb 2013

OAKLAND, CA

ADVANCED EQUITIES, INC.

Jun 2010 – Nov 2012

SAN FRANCISCO, CA

WELLS FARGO INVESTMENTS, LLC

Nov 2005 – Apr 2006

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · November 17, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVANCED EQUITIES, INC.

CRD 35545 · SEC 801-67983

AUM

$868M

Regulatory assets under management

Employees

209 client accounts

Services offered by ADVANCED EQUITIES, INC.

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ADVANCED EQUITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Gerald Palmer Pascal offer?

Gerald Palmer Pascal specializes in Retirement Planning. Contact their office in CHICAGO, Illinois for a consultation.

What are Gerald Palmer Pascal's credentials?

Gerald Palmer Pascal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerald Palmer Pascal located?

Gerald Palmer Pascal is based in CHICAGO, Illinois, working with ADVANCED EQUITIES, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Gerald Palmer Pascal charge for services?

Gerald Palmer Pascal's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANCED EQUITIES, INC.?

ADVANCED EQUITIES, INC. has approximately 51 employees and manages $868M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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