Unclaimed Profile

Matthew S Gartner

ADVANCED EQUITIES, INC.·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 65Clean record15 years registeredADVANCED EQUITIES, INC.

311 SOUTH WACKER, CHICAGO, IL 60606CRD# 5625600Firm CRD# 35545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew S Gartner · CHICAGO, IL

Registration

CRD #5625600 · ADVANCED EQUITIES, INC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ADVANCED EQUITIES, INC.

CHARLES SCHWAB & CO., INC.

May 2014 – Jun 2024

Elmhurst, IL

ADVANCED EQUITIES, INC.

Jun 2011 – Nov 2012

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 22, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVANCED EQUITIES, INC.

CRD 35545 · SEC 801-67983

AUM

$868M

Regulatory assets under management

Employees

209 client accounts

Services offered by ADVANCED EQUITIES, INC.

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ADVANCED EQUITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Matthew S Gartner offer?

Matthew S Gartner specializes in Retirement Planning.

What are Matthew S Gartner's credentials?

Matthew S Gartner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew S Gartner located?

Matthew S Gartner is based in CHICAGO, Illinois, last registered with ADVANCED EQUITIES, INC..

How does Matthew S Gartner charge for services?

Matthew S Gartner's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANCED EQUITIES, INC.?

ADVANCED EQUITIES, INC. has approximately 51 employees and manages $868M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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