Unclaimed Profile

Brian Bender

ADVANCED EQUITIES, INC.·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 8, Series 24, Series 53, Series 55, Series 63Clean recordADVANCED EQUITIES, INC.

311 SOUTH WACKER, CHICAGO, IL 60606CRD# 1552650Firm CRD# 35545

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Bender · CHICAGO, IL

Registration

CRD #1552650 · ADVANCED EQUITIES, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 24

Series 53

Series 55

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ADVANCED EQUITIES, INC.

CRD 35545 · SEC 801-67983

AUM

$868M

Regulatory assets under management

Employees

209 client accounts

Services offered by ADVANCED EQUITIES, INC.

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ADVANCED EQUITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Brian Bender offer?

Brian Bender specializes in Retirement Planning. Contact their office in CHICAGO, Illinois for a consultation.

What are Brian Bender's credentials?

Brian Bender is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Bender located?

Brian Bender is based in CHICAGO, Illinois, working with ADVANCED EQUITIES, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Brian Bender charge for services?

Brian Bender's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVANCED EQUITIES, INC.?

ADVANCED EQUITIES, INC. has approximately 51 employees and manages $868M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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