AdvisorOS Directory
Claim Profile
JJ

Julie Ann Jacques

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CHICAGO, Illinois
Unclaimed Profile
227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 5212910Firm CRD# 39805
01

About

Julie Ann Jacques is a registered financial advisor based in CHICAGO, Illinois, affiliated with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
03

Firm Overview

Firm
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
AUM
$5.9B
Regulatory assets under management
Employees
232
Total firm employees
View all advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Other: INDEX LICENSING FEE
Regulatory
SEC/IARD CRD# 5212910
Firm CRD# 39805
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Julie Ann Jacques offer?
Julie Ann Jacques specializes in Investment Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Julie Ann Jacques's credentials?
Julie Ann Jacques is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Julie Ann Jacques located?
Julie Ann Jacques is based in CHICAGO, Illinois, working with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Julie Ann Jacques charge for services?
Julie Ann Jacques's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?
GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in CHICAGO
Christine Carr Smith — LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.Robert Paul Morgan — 50 SOUTH CAPITAL ADVISORS, LLCWendy Jacqueline Hills — DUFF & PHELPS INVESTMENT MANAGEMENT CO.Matthew Bradley Wallace — AON INVESTMENTS USA INC.Christopher John Castano — GROSVENOR CAPITAL MANAGEMENT, L.P.
Nearby cities in Illinois
OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)DOWNERS GROVE (83)
City Guides
OAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON GuideDOWNERS GROVE Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile