Unclaimed Profile

Julie Ann Jacques

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CHICAGO, Illinois

Clean recordGUGGENHEIM FUNDS DISTRIBUTORS, LLC

227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 5212910Firm CRD# 39805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julie Ann Jacques · CHICAGO, IL

Registration

CRD #5212910 · GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Julie Ann Jacques is a registered financial advisor based in CHICAGO, Illinois, affiliated with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Institutional Investors

Introduction

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Firm Overview

Firm

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

AUM

$5.9B

Regulatory assets under management

Employees

232

Total firm employees

View all advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC →

Services

Portfolio management (pooled investments)

Background

Compensation

Percentage of AUM

Other: INDEX LICENSING FEE

Regulatory

SEC/IARD CRD# 5212910

Firm CRD# 39805

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Julie Ann Jacques offer?

Julie Ann Jacques specializes in Investment Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Julie Ann Jacques's credentials?

Julie Ann Jacques is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julie Ann Jacques located?

Julie Ann Jacques is based in CHICAGO, Illinois, working with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Julie Ann Jacques charge for services?

Julie Ann Jacques's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?

GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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