AdvisorOS Directory
Claim Profile
JG

James Walter Guthrie

PROMUS CAPITAL, LLC·CHICAGO, Illinois
Unclaimed Profile
30 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 4332527Firm CRD# 147597
01

About

James Walter Guthrie is a registered financial advisor based in CHICAGO, Illinois, affiliated with PROMUS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PROMUS CAPITAL, LLC
PROMUS CAPITAL, LLC
AUM
$1.4B
Regulatory assets under management
Employees
28
Total firm employees
View all advisors at PROMUS CAPITAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4332527
Firm CRD# 147597
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does James Walter Guthrie offer?
James Walter Guthrie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are James Walter Guthrie's credentials?
James Walter Guthrie is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Walter Guthrie located?
James Walter Guthrie is based in CHICAGO, Illinois, working with PROMUS CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does James Walter Guthrie charge for services?
James Walter Guthrie's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROMUS CAPITAL, LLC?
PROMUS CAPITAL, LLC has approximately 28 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in CHICAGO
Christine Carr Smith — LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.Wendy Jacqueline Hills — DUFF & PHELPS INVESTMENT MANAGEMENT CO.Jeremy Adam Spoon — GLADIUS CAPITAL MANAGEMENT LPJosef Nmn Lakonishok — LSV ASSET MANAGEMENTChristopher John Castano — GROSVENOR CAPITAL MANAGEMENT, L.P.
Nearby cities in Illinois
OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)DOWNERS GROVE (83)
City Guides
OAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON GuideDOWNERS GROVE Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile