Unclaimed Profile

Terence John Toth

PROMUS CAPITAL, LLC·CHICAGO, Illinois

Series 65Clean record17 years registeredPROMUS CAPITAL, LLC

30 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 4501033Firm CRD# 147597

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Terence John Toth · CHICAGO, IL

Registration

CRD #4501033 · PROMUS CAPITAL, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROMUS CAPITAL, LLC

PROMUS CAPITAL, LLC

Feb 2009 – Aug 2024

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 20, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROMUS CAPITAL, LLC

CRD 147597 · SEC 801-69649

AUM

$1.4B

Regulatory assets under management

Employees

507 client accounts

Services offered by PROMUS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROMUS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Terence John Toth offer?

Terence John Toth specializes in Financial Planning, Investment Management, Wealth Management.

What are Terence John Toth's credentials?

Terence John Toth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Terence John Toth located?

Terence John Toth is based in CHICAGO, Illinois, last registered with PROMUS CAPITAL, LLC.

How does Terence John Toth charge for services?

Terence John Toth's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROMUS CAPITAL, LLC?

PROMUS CAPITAL, LLC has approximately 28 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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