Unclaimed Profile

Frank Domenic Pellicori

VIVALDI CAPITAL MANAGEMENT LP·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 66Clean record25 years registeredVIVALDI CAPITAL MANAGEMENT LP

225 WEST WACKER, CHICAGO, IL 60606CRD# 4233111Firm CRD# 160150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Domenic Pellicori · CHICAGO, IL

Registration

CRD #4233111 · VIVALDI CAPITAL MANAGEMENT LP · 25 years registered

Brand Profile

Not yet started

Career History

CORIENT

Jun 2026 – present

VIVALDI CAPITAL MANAGEMENT LP

Apr 2021 – Jun 2026

CHICAGO, IL

UBS FINANCIAL SERVICES INC.

Nov 2011 – Apr 2021

CHICAGO, IL

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Nov 2011

CHICAGO, IL

MORGAN STANLEY & CO., INCORPORATED

Jan 2001 – May 2006

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 66

Registration record

First registered · January 22, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VIVALDI CAPITAL MANAGEMENT LP

CRD 160150 · SEC 801-73024

AUM

$3.7B

Regulatory assets under management

Employees

6,627 client accounts

Services offered by VIVALDI CAPITAL MANAGEMENT LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VIVALDI CAPITAL MANAGEMENT LP →

Introduction

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Frequently Asked Questions

What services does Frank Domenic Pellicori offer?

Frank Domenic Pellicori specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Frank Domenic Pellicori's credentials?

Frank Domenic Pellicori is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Domenic Pellicori located?

Frank Domenic Pellicori is based in CHICAGO, Illinois, working with VIVALDI CAPITAL MANAGEMENT LP. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Frank Domenic Pellicori charge for services?

Frank Domenic Pellicori's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VIVALDI CAPITAL MANAGEMENT LP?

VIVALDI CAPITAL MANAGEMENT LP has approximately 57 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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