Unclaimed Profile

Michelle Marie Comella

VIVALDI CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 8, Series 24, Series 27, Series 34, Series 53, Series 63, Series 65Clean record18 years registeredVIVALDI CAPITAL MANAGEMENT, LLC

225 WEST WACKER, CHICAGO, IL 60606CRD# 2132363Firm CRD# 160150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michelle Marie Comella · CHICAGO, IL

Registration

CRD #2132363 · VIVALDI CAPITAL MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VIVALDI CAPITAL MANAGEMENT, LLC

VIVALDI CAPITAL MANAGEMENT, LLC

Sep 2017 – Jan 2019

CHICAGO, IL

INTEROCEAN WEALTH MANAGEMENT LLC

Sep 2007 – Sep 2008

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 24

Series 27

Series 34

Series 53

Series 63

Series 65

Registration record

First registered · September 7, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VIVALDI CAPITAL MANAGEMENT LP

CRD 160150 · SEC 801-73024

AUM

$3.7B

Regulatory assets under management

Employees

6,627 client accounts

Services offered by VIVALDI CAPITAL MANAGEMENT LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VIVALDI CAPITAL MANAGEMENT LP →

Introduction

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Frequently Asked Questions

What services does Michelle Marie Comella offer?

Michelle Marie Comella specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Michelle Marie Comella's credentials?

Michelle Marie Comella is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michelle Marie Comella located?

Michelle Marie Comella is based in CHICAGO, Illinois, last registered with VIVALDI CAPITAL MANAGEMENT, LLC.

How does Michelle Marie Comella charge for services?

Michelle Marie Comella's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VIVALDI CAPITAL MANAGEMENT, LLC?

VIVALDI CAPITAL MANAGEMENT, LLC has approximately 57 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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