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Eric Scott Maddix

CHICAGO CAPITAL, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 63, Series 65Clean record19 years registeredCHICAGO CAPITAL, LLC
135 S. LASALLE, CHICAGO, IL 60603CRD# 3254223Firm CRD# 291624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Scott Maddix · CHICAGO, IL
Registration
CRD #3254223 · CHICAGO CAPITAL, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

Feb 2018present
Mar 2007Mar 2018
CHICAGO, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 1, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CHICAGO CAPITAL, LLC
CRD 291624 · SEC 801-112280
AUM
$3.5B
Regulatory assets under management
Employees
14
1,847 client accounts
Services offered by CHICAGO CAPITAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Eric Scott Maddix offer?
Eric Scott Maddix specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Eric Scott Maddix's credentials?
Eric Scott Maddix is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Scott Maddix located?
Eric Scott Maddix is based in CHICAGO, Illinois, working with CHICAGO CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Eric Scott Maddix charge for services?
Eric Scott Maddix's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CHICAGO CAPITAL, LLC?
CHICAGO CAPITAL, LLC has approximately 14 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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