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Douglas Clark Mangini

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CHICAGO, Illinois
Unclaimed Profile
227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 1414476Firm CRD# 39805
01

About

Douglas Clark Mangini is a registered financial advisor based in CHICAGO, Illinois, affiliated with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
03

Firm Overview

Firm
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
AUM
$5.9B
Regulatory assets under management
Employees
232
Total firm employees
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Other: INDEX LICENSING FEE
Regulatory
SEC/IARD CRD# 1414476
Firm CRD# 39805
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Douglas Clark Mangini offer?
Douglas Clark Mangini specializes in Investment Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Douglas Clark Mangini's credentials?
Douglas Clark Mangini is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Clark Mangini located?
Douglas Clark Mangini is based in CHICAGO, Illinois, working with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Douglas Clark Mangini charge for services?
Douglas Clark Mangini's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?
GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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