Unclaimed Profile

Deann Dubey Morgan

NUVEEN FUND ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 24, Series 63, Series 66, Series 79TOCFAClean record17 years registeredNUVEEN FUND ADVISORS, LLC

333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 2434864Firm CRD# 104626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Deann Dubey Morgan · CHICAGO, IL

Registration

CRD #2434864 · NUVEEN FUND ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NUVEEN FUND ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2009 – Sep 2013

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 66

Series 79TO

Registration record

First registered · February 26, 2009

Years registered · 17

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NUVEEN FUND ADVISORS, LLC

CRD 104626 · SEC 801-14147

AUM

$150.4B

Regulatory assets under management

Employees

146

182 client accounts

Services offered by NUVEEN FUND ADVISORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at NUVEEN FUND ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Deann Dubey Morgan offer?

Deann Dubey Morgan specializes in Investment Management, Retirement Planning, Fee-Only Advisory.

What are Deann Dubey Morgan's credentials?

Deann Dubey Morgan holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Deann Dubey Morgan located?

Deann Dubey Morgan is based in CHICAGO, Illinois, last registered with NUVEEN FUND ADVISORS, LLC.

How does Deann Dubey Morgan charge for services?

Deann Dubey Morgan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NUVEEN FUND ADVISORS, LLC?

NUVEEN FUND ADVISORS, LLC has approximately 146 employees and manages $150.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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