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Diane M Whelan

NUVEEN FUND ADVISORS, LLC·CHICAGO, Illinois
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333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 3128177Firm CRD# 104626
01

About

Diane M Whelan is a registered financial advisor based in CHICAGO, Illinois, affiliated with NUVEEN FUND ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Fee-Only Advisory
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
NUVEEN FUND ADVISORS, LLC
NUVEEN FUND ADVISORS, LLC
AUM
$150.4B
Regulatory assets under management
Employees
146
Total firm employees
View all advisors at NUVEEN FUND ADVISORS, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 3128177
Firm CRD# 104626
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Diane M Whelan offer?
Diane M Whelan specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are Diane M Whelan's credentials?
Diane M Whelan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Diane M Whelan located?
Diane M Whelan is based in CHICAGO, Illinois, working with NUVEEN FUND ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Diane M Whelan charge for services?
Diane M Whelan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NUVEEN FUND ADVISORS, LLC?
NUVEEN FUND ADVISORS, LLC has approximately 146 employees and manages $150.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NUVEEN FUND ADVISORS, LLC

Greg Andrew Bottjer
CHICAGO, IL
Anthony E Ciccarone
CHICAGO, IL
Cedric Henry Antosiewicz
CHICAGO, IL
Joseph T Castro
CHICAGO, IL
Oluseun S. Salami
CHICAGO, IL
Christopher M Rohrbacher
CHICAGO, IL

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)DOWNERS GROVE (83)ROCKFORD (70)SPRINGFIELD (68)WHEATON (68)OAKBROOK TERRACE (66)DEERFIELD (60)
City Guides
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Research
Advisor Fees in IllinoisNational Fee Analysis
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