Unclaimed Profile

Christopher Lee Williams

OAK RIDGE INVESTMENTS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 8, Series 63, Series 65, Series 6625 years registeredOAK RIDGE INVESTMENTS, LLC

10 SOUTH LASALLE STREET, CHICAGO, IL 60603-1020CRD# 1157162Firm CRD# 107066

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Lee Williams · CHICAGO, IL

Registration

CRD #1157162 · OAK RIDGE INVESTMENTS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2023 – present

OAK RIDGE INVESTMENTS, LLC

Jul 2012 – Oct 2014

CHICAGO, IL

BARCLAYS CAPITAL INC.

Jun 2010 – Jul 2012

CHICAGO, IL

CREDIT SUISSE SECURITIES (USA) LLC

Mar 2007 – Jul 2010

NORTHBROOK, IL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2003 – Mar 2007

CHICAGO, IL

MORGAN STANLEY

Jul 2001 – Aug 2003

BURNSVILLE, MN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 63

Series 65

Series 66

Registration record

First registered · July 6, 2001

Years registered · 25

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OAK RIDGE INVESTMENTS, LLC

CRD 107066 · SEC 801-35529

AUM

$900M

Regulatory assets under management

Employees

1,667 client accounts

Services offered by OAK RIDGE INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OAK RIDGE INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Christopher Lee Williams offer?

Christopher Lee Williams specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Christopher Lee Williams's credentials?

Christopher Lee Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Lee Williams located?

Christopher Lee Williams is based in CHICAGO, Illinois, working with OAK RIDGE INVESTMENTS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Christopher Lee Williams charge for services?

Christopher Lee Williams's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAK RIDGE INVESTMENTS, LLC?

OAK RIDGE INVESTMENTS, LLC has approximately 11 employees and manages $900M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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