Unclaimed Profile

Mark David Goodwin

OAK RIDGE INVESTMENTS, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 27, Series 66, Series 99TOClean record11 years registeredOAK RIDGE INVESTMENTS, LLC

10 SOUTH LASALLE STREET, CHICAGO, IL 60603-1020CRD# 2947625Firm CRD# 107066

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark David Goodwin · CHICAGO, IL

Registration

CRD #2947625 · OAK RIDGE INVESTMENTS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OAK RIDGE INVESTMENTS, LLC

OAK RIDGE INVESTMENTS, LLC

May 2015 – Aug 2018

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 66

Series 99TO

Registration record

First registered · May 22, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OAK RIDGE INVESTMENTS, LLC

CRD 107066 · SEC 801-35529

AUM

$900M

Regulatory assets under management

Employees

1,667 client accounts

Services offered by OAK RIDGE INVESTMENTS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OAK RIDGE INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark David Goodwin offer?

Mark David Goodwin specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Mark David Goodwin's credentials?

Mark David Goodwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark David Goodwin located?

Mark David Goodwin is based in CHICAGO, Illinois, last registered with OAK RIDGE INVESTMENTS, LLC.

How does Mark David Goodwin charge for services?

Mark David Goodwin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAK RIDGE INVESTMENTS, LLC?

OAK RIDGE INVESTMENTS, LLC has approximately 11 employees and manages $900M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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