BARCLAYS CAPITAL INC.

NEW YORK, New York·20 registered advisors·CRD# 19714
SEC# 801-69700212-526-7000
01

Firm Overview

AUM
$12.8B
Regulatory assets under management
Employees
765
Total firm employees
Advisors
20
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Performance-based fees
Other: MARGIN INTEREST,MUTUAL FUND REVENUE SHARE, FUND TRANSFER PRICING
03

Specialties

Investment ManagementRetirement PlanningWealth Management
04

Advisors at BARCLAYS CAPITAL INC.

20 registered advisors
Alastair Paul Blackwell
NEW YORK, New York
Anthony Bancone
NEW YORK, New York
Eric Richard Yoss
NEW YORK, New York
Gerard Sebastian Larocca
NEW YORK, New York
Jeffrey Anthony Meli
NEW YORK, New York
Jonathan Darryl Klein
NEW YORK, New York
Joseph Allen Gold
NEW YORK, New York
Joseph James Iii Corcoran
NEW YORK, New York
Joseph Michael Busuttil
NEW YORK, New York
Kenneth Charles Abbott
NEW YORK, New York
Kevin John Mckay
NEW YORK, New York
Marcelo Leoncio Riffaud
NEW YORK, New York
Michael John Harrison
NEW YORK, New York
Monty Lee Forrest
NEW YORK, New York
Rahul Jaising
NEW YORK, New York
Robert Joseph Bohlert
NEW YORK, New York
Stephen Scott Head
NEW YORK, New York
Teresa Leigh Drummond
NEW YORK, New York
Thomas James Mcguire
NEW YORK, New York
Thomas William Lee
NEW YORK, New York
05

Office Locations

NEW YORK, New York
20 advisors

Research financial advisors

Browse all registered financial advisors or search by location and specialty.

Browse All Advisors
Data sourced from SEC Form ADV filings. BARCLAYS CAPITAL INC. (CRD# 19714) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.