Unclaimed Profile

Anthony E Ciccarone

NUVEEN FUND ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 65Clean record20 years registeredNUVEEN FUND ADVISORS, LLC

333 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 2510725Firm CRD# 104626

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony E Ciccarone · CHICAGO, IL

Registration

CRD #2510725 · NUVEEN FUND ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NUVEEN FUND ADVISORS, LLC

NUVEEN ASSET MANAGEMENT, LLC

Sep 2011 – Mar 2019

CHICAGO, IL

NUVEEN FUND ADVISORS, INC.

Mar 2006 – Sep 2011

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 21, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NUVEEN FUND ADVISORS, LLC

CRD 104626 · SEC 801-14147

AUM

$150.4B

Regulatory assets under management

Employees

146

182 client accounts

Services offered by NUVEEN FUND ADVISORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at NUVEEN FUND ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony E Ciccarone offer?

Anthony E Ciccarone specializes in Investment Management, Retirement Planning, Fee-Only Advisory.

What are Anthony E Ciccarone's credentials?

Anthony E Ciccarone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony E Ciccarone located?

Anthony E Ciccarone is based in CHICAGO, Illinois, last registered with NUVEEN FUND ADVISORS, LLC.

How does Anthony E Ciccarone charge for services?

Anthony E Ciccarone's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NUVEEN FUND ADVISORS, LLC?

NUVEEN FUND ADVISORS, LLC has approximately 146 employees and manages $150.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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