Unclaimed Profile

Marcus Robert Franklin

GOOD HARBOR FINANCIAL, LLC·CHICAGO, Illinois

Series 7, Series 65, Series 66Clean record24 years registeredGOOD HARBOR FINANCIAL, LLC

155 NORTH WACKER DRIVE, CHICAGO, IL 60606CRD# 4412710Firm CRD# 127351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marcus Robert Franklin · CHICAGO, IL

Registration

CRD #4412710 · GOOD HARBOR FINANCIAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GOOD HARBOR FINANCIAL, LLC

CEDAR CAPITAL, LLC

Feb 2015 – Aug 2016

CHICAGO, IL

GOOD HARBOR FINANCIAL

Jun 2013 – Jan 2015

CHICAGO, IL

GOOD HARBOR FINANCIAL

May 2009 – Dec 2011

BARRINGTON, IL

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.

Jun 2003 – Nov 2007

CHICAGO, IL

UBS PAINEWEBBER INC.

Oct 2001 – Jun 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · October 5, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOOD HARBOR FINANCIAL, LLC

CRD 127351 · SEC 801-71064

AUM

$21M

Regulatory assets under management

Employees

2 client accounts

Services offered by GOOD HARBOR FINANCIAL, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at GOOD HARBOR FINANCIAL, LLC →

Introduction

Speak with Marcus

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Marcus is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Marcus Robert Franklin offer?

Marcus Robert Franklin specializes in Investment Management, Fee-Only Advisory.

What are Marcus Robert Franklin's credentials?

Marcus Robert Franklin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marcus Robert Franklin located?

Marcus Robert Franklin is based in CHICAGO, Illinois, last registered with GOOD HARBOR FINANCIAL, LLC.

How does Marcus Robert Franklin charge for services?

Marcus Robert Franklin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOOD HARBOR FINANCIAL, LLC?

GOOD HARBOR FINANCIAL, LLC has approximately 5 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →