Unclaimed Profile

Bernard Andre Breton

TRIAD ADVISORS, LLC·NORCROSS, Georgia

SIE, Series 7, Series 7TO, Series 14, Series 24, Series 63, Series 66, Series 99TOClean record21 years registeredTRIAD ADVISORS, LLC

5155 PEACHTREE PARKWAY, NORCROSS, GA 30092CRD# 2030660Firm CRD# 25803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bernard Andre Breton · NORCROSS, GA

Registration

CRD #2030660 · TRIAD ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRIAD ADVISORS, LLC

KMS FINANCIAL SERVICES, INC

May 2020 – Nov 2020

SEATTLE, WA

TRIAD ADVISORS, LLC

May 2017 – Dec 2021

NORCROSS, GA

CETERA ADVISORS LLC

May 2006 – May 2017

DENVER, CO

CARILLON INVESTMENTS, INC

May 2005 – May 2006

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 14

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · May 24, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIAD ADVISORS, LLC

CRD 25803 · SEC 801-55518

AUM

$1.1B

Regulatory assets under management

Employees

2,530

4,228 client accounts

Services offered by TRIAD ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRIAD ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Bernard Andre Breton offer?

Bernard Andre Breton specializes in Financial Planning, Investment Management, Wealth Management.

What are Bernard Andre Breton's credentials?

Bernard Andre Breton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bernard Andre Breton located?

Bernard Andre Breton is based in NORCROSS, Georgia, last registered with TRIAD ADVISORS, LLC.

How does Bernard Andre Breton charge for services?

Bernard Andre Breton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIAD ADVISORS, LLC?

TRIAD ADVISORS, LLC has approximately 2530 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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