Unclaimed Profile

Harold Gerard Chaffee

TRIAD ADVISORS, LLC·ATLANTA, Georgia

SIE, Series 3, Series 4, Series 7, Series 7TO, Series 14, Series 24, Series 53, Series 63, Series 86, Series 87CFAClean record22 years registeredTRIAD ADVISORS, LLC

2300 WINDY RIDGE PARKWAY, ATLANTA, GA 30339CRD# 2905661Firm CRD# 25803

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Gerard Chaffee · ATLANTA, GA

Registration

CRD #2905661 · TRIAD ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRIAD ADVISORS, LLC

B RILEY WEALTH MANAGEMENT

Apr 2021 – Oct 2021

Boca Raton, FL

NATIONAL ASSET MANAGEMENT, INC.

Aug 2018 – Oct 2021

BOCA RATON, FL

TRIAD ADVISORS, INC.

Nov 2003 – May 2008

NORCROSS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 7TO

Series 14

Series 24

Series 53

Series 63

Series 86

Series 87

Registration record

First registered · November 25, 2003

Years registered · 22

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIAD ADVISORS, LLC

CRD 25803 · SEC 801-55518

AUM

$1.1B

Regulatory assets under management

Employees

2,530

4,228 client accounts

Services offered by TRIAD ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRIAD ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Harold Gerard Chaffee offer?

Harold Gerard Chaffee specializes in Financial Planning, Investment Management, Wealth Management.

What are Harold Gerard Chaffee's credentials?

Harold Gerard Chaffee holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Harold Gerard Chaffee located?

Harold Gerard Chaffee is based in ATLANTA, Georgia, last registered with TRIAD ADVISORS, LLC.

How does Harold Gerard Chaffee charge for services?

Harold Gerard Chaffee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIAD ADVISORS, LLC?

TRIAD ADVISORS, LLC has approximately 2530 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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