Unclaimed Profile

Shawn A. Sanders

SANDERS FINANCIAL MANAGEMENT, INC.·NORCROSS, Georgia

SIE, Series 7, Series 63, Series 65Clean record12 years registeredSANDERS FINANCIAL MANAGEMENT, INC.

5550 TRIANGLE PARKWAY, NORCROSS, GA 30092CRD# 4899885Firm CRD# 107464

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn A. Sanders · NORCROSS, GA

Registration

CRD #4899885 · SANDERS FINANCIAL MANAGEMENT, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SANDERS FINANCIAL MANAGEMENT, INC.

AXA ADVISORS, LLC

Oct 2016 – Apr 2018

RESEARCH TRIANGLE PARK, NC

WISER FINANCIAL COACHING, LLC

Dec 2015 – Jul 2016

DURHAM, NC

UNITED CAPITAL FINANCIAL ADVISERS

Feb 2014 – Aug 2015

NORCROSS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · February 28, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANDERS FINANCIAL MANAGEMENT, INC.

CRD 107464 · SEC 801-45370

AUM

$193M

Regulatory assets under management

Employees

902 client accounts

Services offered by SANDERS FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SANDERS FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Shawn A. Sanders offer?

Shawn A. Sanders specializes in Financial Planning, Investment Management, Wealth Management.

What are Shawn A. Sanders's credentials?

Shawn A. Sanders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn A. Sanders located?

Shawn A. Sanders is based in NORCROSS, Georgia, last registered with SANDERS FINANCIAL MANAGEMENT, INC..

How does Shawn A. Sanders charge for services?

Shawn A. Sanders's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDERS FINANCIAL MANAGEMENT, INC.?

SANDERS FINANCIAL MANAGEMENT, INC. has approximately 11 employees and manages $193M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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