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David Robert Bockel

CALDWELL & ORKIN INC·NORCROSS, Georgia
SIE, Series 7, Series 63, Series 65CFPClean record8 years registeredCALDWELL & ORKIN INC
5185 PEACHTREE PARKWAY, NORCROSS, GA 30092-6541CRD# 4304994Firm CRD# 105366

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Robert Bockel · NORCROSS, GA
Registration
CRD #4304994 · CALDWELL & ORKIN INC · 8 years registered
Brand Profile
Not yet started
01

Career History

CRAWFORD INVESTMENT COUNSEL INC
Oct 2022 – present
RESOURCE PLANNING GROUP, LTD.
Apr 2021 – Oct 2022
ATLANTA, GA
OLD IVY ASSET MANAGEMENT
Aug 2018 – Dec 2021
ATLANTA, GA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · August 13, 2018
Years registered · 8
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CALDWELL & ORKIN INC
CRD 105366 · SEC 801-17451
AUM
$73M
Regulatory assets under management
Employees
6
32 client accounts
Services offered by CALDWELL & ORKIN INC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at CALDWELL & ORKIN INC →
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05

Frequently Asked Questions

What services does David Robert Bockel offer?
David Robert Bockel specializes in Investment Management, Retirement Planning. Contact their office in NORCROSS, Georgia for a consultation.
What are David Robert Bockel's credentials?
David Robert Bockel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is David Robert Bockel located?
David Robert Bockel is based in NORCROSS, Georgia, working with CALDWELL & ORKIN INC. Their office serves clients in the NORCROSS metropolitan area and surrounding communities.
How does David Robert Bockel charge for services?
David Robert Bockel's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALDWELL & ORKIN INC?
CALDWELL & ORKIN INC has approximately 6 employees and manages $73M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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