Unclaimed Profile

Nisha N Patel-Sanders

CAPE INVESTMENT ADVISORY, INC.·MCDONOUGH, Georgia

SIE, Series 7, Series 9, Series 10, Series 24, Series 53, Series 63, Series 65, Series 66Clean record13 years registeredCAPE INVESTMENT ADVISORY, INC.

1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253CRD# 4147200Firm CRD# 146384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nisha N Patel-Sanders · MCDONOUGH, GA

Registration

CRD #4147200 · CAPE INVESTMENT ADVISORY, INC. · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPE INVESTMENT ADVISORY, INC.

CAPE INVESTMENT ADVISORY, INC.

Mar 2022 – Oct 2023

Charlotte, NC

LPL FINANCIAL LLC

Jun 2017 – Sep 2017

FORT MILL, SC

MML INVESTORS SERVICES, LLC

Mar 2017 – Jun 2017

CHARLOTTE, NC

MSI FINANCIAL SERVICES, INC.

Apr 2014 – Mar 2017

CHARLOTTE, NC

WELLS FARGO ADVISORS, LLC

Jun 2013 – Dec 2013

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 53

Series 63

Series 65

Series 66

Registration record

First registered · June 25, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPE INVESTMENT ADVISORY, INC.

CRD 146384 · SEC 801-71349

AUM

$365M

Regulatory assets under management

Employees

140

1,630 client accounts

Services offered by CAPE INVESTMENT ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPE INVESTMENT ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Nisha N Patel-Sanders offer?

Nisha N Patel-Sanders specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Nisha N Patel-Sanders's credentials?

Nisha N Patel-Sanders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nisha N Patel-Sanders located?

Nisha N Patel-Sanders is based in MCDONOUGH, Georgia, last registered with CAPE INVESTMENT ADVISORY, INC..

How does Nisha N Patel-Sanders charge for services?

Nisha N Patel-Sanders's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPE INVESTMENT ADVISORY, INC.?

CAPE INVESTMENT ADVISORY, INC. has approximately 140 employees and manages $365M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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