Unclaimed Profile

William Matthew J Guinn

CAPE INVESTMENT ADVISORY, INC.·MCDONOUGH, Georgia

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66CFPClean record16 years registeredCAPE INVESTMENT ADVISORY, INC.

1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253CRD# 5369988Firm CRD# 146384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Matthew J Guinn · MCDONOUGH, GA

Registration

CRD #5369988 · CAPE INVESTMENT ADVISORY, INC. · 16 years registered

Brand Profile

Not yet started

Career History

SCHWAB WEALTH ADVISORY, INC.

Mar 2016 – present

MML INVESTORS SERVICES, LLC

Oct 2013 – Aug 2015

ATLANTA, GA

METLIFE SECURITIES INC.

Feb 2012 – Aug 2013

ATLANTA, GA

EDWARD JONES

Dec 2009 – Nov 2011

CUMMING, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · December 16, 2009

Years registered · 16

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPE INVESTMENT ADVISORY, INC.

CRD 146384 · SEC 801-71349

AUM

$365M

Regulatory assets under management

Employees

140

1,630 client accounts

Services offered by CAPE INVESTMENT ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPE INVESTMENT ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does William Matthew J Guinn offer?

William Matthew J Guinn specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in MCDONOUGH, Georgia for a consultation.

What are William Matthew J Guinn's credentials?

William Matthew J Guinn holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Matthew J Guinn located?

William Matthew J Guinn is based in MCDONOUGH, Georgia, working with CAPE INVESTMENT ADVISORY, INC.. Their office serves clients in the MCDONOUGH metropolitan area and surrounding communities.

How does William Matthew J Guinn charge for services?

William Matthew J Guinn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPE INVESTMENT ADVISORY, INC.?

CAPE INVESTMENT ADVISORY, INC. has approximately 140 employees and manages $365M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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