Unclaimed Profile

Larry Wayne Yager

CAPE INVESTMENT ADVISORY, INC.·MCDONOUGH, Georgia

SIE, Series 4, Series 7, Series 7TO, Series 14, Series 24, Series 28, Series 52TO, Series 53, Series 66, Series 99TO15 years registeredCAPE INVESTMENT ADVISORY, INC.

1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253CRD# 5691174Firm CRD# 146384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Larry Wayne Yager · MCDONOUGH, GA

Registration

CRD #5691174 · CAPE INVESTMENT ADVISORY, INC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPE INVESTMENT ADVISORY, INC.

CAPE INVESTMENT ADVISORY, INC.

Jun 2017 – Apr 2025

MCDONOUGH, GA

CAPE INVESTMENT ADVISORY, INC.

Jan 2011 – May 2015

MCDONOUGH, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 14

Series 24

Series 28

Series 52TO

Series 53

Series 66

Series 99TO

Registration record

First registered · January 6, 2011

Years registered · 15

Disclosure History

2018Judgment / Lien

2016Judgment / Lien

2013Judgment / Lien

2012Judgment / Lien

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPE INVESTMENT ADVISORY, INC.

CRD 146384 · SEC 801-71349

AUM

$365M

Regulatory assets under management

Employees

140

1,630 client accounts

Services offered by CAPE INVESTMENT ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPE INVESTMENT ADVISORY, INC. →

Introduction

Speak with Larry

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Larry is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MCDONOUGH?

Browse all registered financial advisors in MCDONOUGH, Georgia or claim this profile if it's yours.

Browse MCDONOUGH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Larry Wayne Yager offer?

Larry Wayne Yager specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Larry Wayne Yager's credentials?

Larry Wayne Yager is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Larry Wayne Yager located?

Larry Wayne Yager is based in MCDONOUGH, Georgia, last registered with CAPE INVESTMENT ADVISORY, INC..

How does Larry Wayne Yager charge for services?

Larry Wayne Yager's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPE INVESTMENT ADVISORY, INC.?

CAPE INVESTMENT ADVISORY, INC. has approximately 140 employees and manages $365M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →