Unclaimed Profile

Leslie White Allen

FAMILY WMS, LLC·ATHENS, Georgia

Series 4, Series 7, Series 24, Series 53, Series 63, Series 65Clean record25 years registeredFAMILY WMS, LLC

490 N. MILLEDGE AVE, ATHENS, GA 30601CRD# 1350568Firm CRD# 126456

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Leslie White Allen · ATHENS, GA

Registration

CRD #1350568 · FAMILY WMS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

FAMILY WMS, LLC

Jul 2003 – present

ADVOCACY WEALTH MANAGEMENT SERVICES, LLC

Aug 2007 – Jun 2011

ATLANTA, GA

ERNST & YOUNG INVESTMENT ADVISERS LLP

Sep 2000 – May 2003

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · September 15, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAMILY WMS, LLC

CRD 126456 · SEC 801-61987

AUM

$585M

Regulatory assets under management

Employees

672 client accounts

Services offered by FAMILY WMS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FAMILY WMS, LLC →

Introduction

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Frequently Asked Questions

What services does Leslie White Allen offer?

Leslie White Allen specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ATHENS, Georgia for a consultation.

What are Leslie White Allen's credentials?

Leslie White Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Leslie White Allen located?

Leslie White Allen is based in ATHENS, Georgia, working with FAMILY WMS, LLC. Their office serves clients in the ATHENS metropolitan area and surrounding communities.

How does Leslie White Allen charge for services?

Leslie White Allen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAMILY WMS, LLC?

FAMILY WMS, LLC has approximately 8 employees and manages $585M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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