Unclaimed Profile

Geoffrey Allen Frazier

GLOBAL FINANCIAL PRIVATE CLIENT, LLC·SARASOTA, Florida

SIE, Series 6, Series 7, Series 24, Series 63CFP ChFCClean record27 years registeredGLOBAL FINANCIAL PRIVATE CLIENT, LLC

6000 CATTLERIDGE DRIVE, SARASOTA, FL 34232CRD# 1991946Firm CRD# 290006

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geoffrey Allen Frazier · SARASOTA, FL

Registration

CRD #1991946 · GLOBAL FINANCIAL PRIVATE CLIENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

GLOBAL FINANCIAL PRIVATE CLIENT

Apr 2018 – present

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Jun 2005 – Feb 2019

SARASOTA, FL

GLOBAL FINANCIAL ASSET MANAGEMENT, LLC

Sep 2003 – Sep 2004

SARASOTA, FL

INTERSECURITIES, INC.

Mar 1999 – May 2005

SARASOTA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · March 9, 1999

Years registered · 27

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL FINANCIAL PRIVATE CLIENT, LLC

CRD 290006 · SEC 801-112204

AUM

$516M

Regulatory assets under management

Employees

961 client accounts

Services offered by GLOBAL FINANCIAL PRIVATE CLIENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GLOBAL FINANCIAL PRIVATE CLIENT, LLC →

Introduction

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Frequently Asked Questions

What services does Geoffrey Allen Frazier offer?

Geoffrey Allen Frazier specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SARASOTA, Florida for a consultation.

What are Geoffrey Allen Frazier's credentials?

Geoffrey Allen Frazier holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Geoffrey Allen Frazier located?

Geoffrey Allen Frazier is based in SARASOTA, Florida, working with GLOBAL FINANCIAL PRIVATE CLIENT, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Geoffrey Allen Frazier charge for services?

Geoffrey Allen Frazier's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL FINANCIAL PRIVATE CLIENT, LLC?

GLOBAL FINANCIAL PRIVATE CLIENT, LLC has approximately 6 employees and manages $516M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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