Unclaimed Profile

Adam J Ausloos

EMPOWER PRIVATE WEALTH·SARASOTA, Florida

SIE, Series 7, Series 6613 years registeredEMPOWER PRIVATE WEALTH

1680 FRUITVILLE RD, SARASOTA, FL 34236CRD# 5963691Firm CRD# 331529

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam J Ausloos · SARASOTA, FL

Registration

CRD #5963691 · EMPOWER PRIVATE WEALTH · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EMPOWER PRIVATE WEALTH

ADVICEWORKS WEALTH ADVISORS

May 2017 – Mar 2026

SARASOTA, FL

ADVICEWORKS WEALTH ADVISORS LLC

Jul 2016 – Dec 2016

FRANKLIN, WI

AMERIPRISE FINANCIAL SERVICES, INC.

May 2014 – Jul 2016

BROOKFIELD, WI

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2012 – May 2014

WAUKESHA, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 4, 2012

Years registered · 13

Disclosure History

2026Regulatory·Final

2023Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EMPOWER PRIVATE WEALTH

CRD 331529 · SEC 801-130649

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by EMPOWER PRIVATE WEALTH

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EMPOWER PRIVATE WEALTH →

Introduction

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Frequently Asked Questions

What services does Adam J Ausloos offer?

Adam J Ausloos specializes in Financial Planning, Investment Management.

What are Adam J Ausloos's credentials?

Adam J Ausloos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam J Ausloos located?

Adam J Ausloos is based in SARASOTA, Florida, last registered with EMPOWER PRIVATE WEALTH.

How does Adam J Ausloos charge for services?

Adam J Ausloos's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: ongoing annual. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EMPOWER PRIVATE WEALTH?

EMPOWER PRIVATE WEALTH has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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Research

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