Unclaimed Profile

Carl James Peterson

LRI INVESTMENTS, LLC·PALM BEACH GARDENS, Florida

SIE, Series 6, Series 7, Series 26, Series 63ChFCClean record9 years registeredLRI INVESTMENTS, LLC

3825 PGA BLVD, PALM BEACH GARDENS, FL 33410CRD# 1773452Firm CRD# 323556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl James Peterson · PALM BEACH GARDENS, FL

Registration

CRD #1773452 · LRI INVESTMENTS, LLC · 9 years registered

Brand Profile

Not yet started

Career History

LRI INVESTMENTS

Apr 2024 – present

M HOLDINGS SECURITIES, INC.

Oct 2016 – Apr 2024

WINDSOR, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Registration record

First registered · October 31, 2016

Years registered · 9

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LRI INVESTMENTS, LLC

CRD 323556 · SEC 801-127277

AUM

$933M

Regulatory assets under management

Employees

1,050 client accounts

Services offered by LRI INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LRI INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Carl James Peterson offer?

Carl James Peterson specializes in Financial Planning, Investment Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Carl James Peterson's credentials?

Carl James Peterson holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Carl James Peterson located?

Carl James Peterson is based in PALM BEACH GARDENS, Florida, working with LRI INVESTMENTS, LLC. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Carl James Peterson charge for services?

Carl James Peterson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LRI INVESTMENTS, LLC?

LRI INVESTMENTS, LLC has approximately 17 employees and manages $933M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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