Unclaimed Profile

Glenn Thomas Ferris

LEGEND ADVISORY CORP·PALM BEACH GARDENS, Florida

Series 4, Series 7, Series 24, Series 27, Series 63, Series 6536 years registeredLEGEND ADVISORY CORP

4600 EAST PARK DRIVE, PALM BEACH GARDENS, FL 33410-4258CRD# 1705594Firm CRD# 104761

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Glenn Thomas Ferris · PALM BEACH GARDENS, FL

Registration

CRD #1705594 · LEGEND ADVISORY CORP · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LEGEND ADVISORY CORP

LEGEND ADVISORY CORP

May 1990 – Apr 2012

PALM BEACH GARDENS, FL

Registrations & Exams

FINRA examinations passed

Series 4

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · May 23, 1990

Years registered · 36

Disclosure History

2009Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LEGEND ADVISORY, LLC

CRD 104761 · SEC 801-13887

AUM

$1.9B

Regulatory assets under management

Employees

303

26,328 client accounts

Services offered by LEGEND ADVISORY, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at LEGEND ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Glenn Thomas Ferris offer?

Glenn Thomas Ferris specializes in Investment Management.

What are Glenn Thomas Ferris's credentials?

Glenn Thomas Ferris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Glenn Thomas Ferris located?

Glenn Thomas Ferris is based in PALM BEACH GARDENS, Florida, last registered with LEGEND ADVISORY CORP.

How does Glenn Thomas Ferris charge for services?

Glenn Thomas Ferris's firm is compensated through percentage of aum, other: a percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGEND ADVISORY CORP?

LEGEND ADVISORY CORP has approximately 303 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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