Unclaimed Profile

Peter Francis Mawn

DAKOTA WEALTH, LLC·PALM BEACH GARDENS, Florida

Series 7, Series 24, Series 63, Series 65Clean record19 years registeredDAKOTA WEALTH, LLC

11376 N. JOG ROAD, PALM BEACH GARDENS, FL 33418-1752CRD# 2108586Firm CRD# 297987

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Francis Mawn · PALM BEACH GARDENS, FL

Registration

CRD #2108586 · DAKOTA WEALTH, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAKOTA WEALTH, LLC

DAKOTA WEALTH, LLC

Oct 2018 – Aug 2019

PEABODY, MA

DAKOTA WEALTH, LLC

Sep 2006 – Mar 2019

PALM BEACH GARDENS, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 27, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAKOTA WEALTH, LLC

CRD 297987 · SEC 801-114097

AUM

$6.1B

Regulatory assets under management

Employees

9,080 client accounts

Services offered by DAKOTA WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at DAKOTA WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Peter Francis Mawn offer?

Peter Francis Mawn specializes in Financial Planning, Investment Management, Retirement Planning.

What are Peter Francis Mawn's credentials?

Peter Francis Mawn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter Francis Mawn located?

Peter Francis Mawn is based in PALM BEACH GARDENS, Florida, last registered with DAKOTA WEALTH, LLC.

How does Peter Francis Mawn charge for services?

Peter Francis Mawn's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAKOTA WEALTH, LLC?

DAKOTA WEALTH, LLC has approximately 84 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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