Unclaimed Profile

Anthony Thomas Pace

LRI INVESTMENTS, LLC·PALM BEACH GARDENS, Florida

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65CFP26 years registeredLRI INVESTMENTS, LLC

3825 PGA BLVD, PALM BEACH GARDENS, FL 33410CRD# 2115209Firm CRD# 323556

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Thomas Pace · PALM BEACH GARDENS, FL

Registration

CRD #2115209 · LRI INVESTMENTS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

LRI INVESTMENTS

Oct 2023 – present

M HOLDINGS SECURITIES, INC.

Feb 2004 – Apr 2024

PALM BEACH GARDENS, FL

HARVEST CAPITAL ADVISORS, LLC

Mar 2000 – Feb 2004

WETHERSFIELD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · March 9, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

2024Customer Dispute·Settled

2023Regulatory·Final

2008Customer Dispute·Settled

2004Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LRI INVESTMENTS, LLC

CRD 323556 · SEC 801-127277

AUM

$933M

Regulatory assets under management

Employees

1,050 client accounts

Services offered by LRI INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LRI INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony Thomas Pace offer?

Anthony Thomas Pace specializes in Financial Planning, Investment Management. Contact their office in PALM BEACH GARDENS, Florida for a consultation.

What are Anthony Thomas Pace's credentials?

Anthony Thomas Pace holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Anthony Thomas Pace located?

Anthony Thomas Pace is based in PALM BEACH GARDENS, Florida, working with LRI INVESTMENTS, LLC. Their office serves clients in the PALM BEACH GARDENS metropolitan area and surrounding communities.

How does Anthony Thomas Pace charge for services?

Anthony Thomas Pace's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LRI INVESTMENTS, LLC?

LRI INVESTMENTS, LLC has approximately 17 employees and manages $933M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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