Unclaimed Profile

Michael John Schroeder

WASMER, SCHROEDER & COMPANY, LLC·NAPLES, Florida

Series 7, Series 24, Series 27, Series 53, Series 63, Series 65Clean record33 years registeredWASMER, SCHROEDER & COMPANY, LLC

600 FIFTH AVENUE SOUTH, NAPLES, FL 34102CRD# 1007003Firm CRD# 105323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Schroeder · NAPLES, FL

Registration

CRD #1007003 · WASMER, SCHROEDER & COMPANY, LLC · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WASMER, SCHROEDER & COMPANY, LLC

WASMER SCHROEDER

Nov 1992 – Jul 2020

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · November 17, 1992

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WASMER, SCHROEDER & COMPANY, LLC

CRD 105323 · SEC 801-32554

AUM

$67M

Regulatory assets under management

Employees

1 client accounts

Services offered by WASMER, SCHROEDER & COMPANY, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at WASMER, SCHROEDER & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Michael John Schroeder offer?

Michael John Schroeder specializes in Investment Management.

What are Michael John Schroeder's credentials?

Michael John Schroeder is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Schroeder located?

Michael John Schroeder is based in NAPLES, Florida, last registered with WASMER, SCHROEDER & COMPANY, LLC.

How does Michael John Schroeder charge for services?

Michael John Schroeder's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WASMER, SCHROEDER & COMPANY, LLC?

WASMER, SCHROEDER & COMPANY, LLC has approximately 10 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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