Unclaimed Profile

Brian Michael Dixon

WASMER SCHROEDER & CO INC·NAPLES, Florida

Series 65Clean record16 years registeredWASMER SCHROEDER & CO INC

600 FIFTH AVENUE SOUTH, NAPLES, FL 34102CRD# 5724698Firm CRD# 105323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Michael Dixon · NAPLES, FL

Registration

CRD #5724698 · WASMER SCHROEDER & CO INC · 16 years registered

Brand Profile

Not yet started

Career History

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Jul 2020 – present

WASMER SCHROEDER

Jan 2010 – Jul 2020

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 4, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WASMER, SCHROEDER & COMPANY, LLC

CRD 105323 · SEC 801-32554

AUM

$67M

Regulatory assets under management

Employees

1 client accounts

Services offered by WASMER, SCHROEDER & COMPANY, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at WASMER, SCHROEDER & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Michael Dixon offer?

Brian Michael Dixon specializes in Investment Management. Contact their office in NAPLES, Florida for a consultation.

What are Brian Michael Dixon's credentials?

Brian Michael Dixon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Michael Dixon located?

Brian Michael Dixon is based in NAPLES, Florida, working with WASMER SCHROEDER & CO INC. Their office serves clients in the NAPLES metropolitan area and surrounding communities.

How does Brian Michael Dixon charge for services?

Brian Michael Dixon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WASMER SCHROEDER & CO INC?

WASMER SCHROEDER & CO INC has approximately 10 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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