Unclaimed Profile

Nicole Lynn Felts

NAPLES GLOBAL ADVISORS LLC·NAPLES, Florida

Series 7, Series 66Clean record25 years registeredNAPLES GLOBAL ADVISORS LLC

720 5TH AVENUE SOUTH, NAPLES, FL 34102CRD# 4229237Firm CRD# 158544

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicole Lynn Felts · NAPLES, FL

Registration

CRD #4229237 · NAPLES GLOBAL ADVISORS LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NAPLES GLOBAL ADVISORS LLC

NAPLES GLOBAL ADVISORS

Jan 2015 – Apr 2017

NAPLES, FL

NAPLES CAPITAL ADVISORS

Nov 2007 – Feb 2013

NAPLES, FL

FIFTH THIRD SECURITIES, INC.

Dec 2005 – Feb 2006

NAPLES, FL

INVEST FINANCIAL CORPORATION

Mar 2003 – Jan 2005

BONITA SPRINGS, FL

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 2000 – Jan 2003

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · September 11, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NAPLES GLOBAL ADVISORS LLC

CRD 158544 · SEC 801-72600

AUM

$1.5B

Regulatory assets under management

Employees

1,554 client accounts

Services offered by NAPLES GLOBAL ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at NAPLES GLOBAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Nicole Lynn Felts offer?

Nicole Lynn Felts specializes in Investment Management, Fee-Only Advisory.

What are Nicole Lynn Felts's credentials?

Nicole Lynn Felts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicole Lynn Felts located?

Nicole Lynn Felts is based in NAPLES, Florida, last registered with NAPLES GLOBAL ADVISORS LLC.

How does Nicole Lynn Felts charge for services?

Nicole Lynn Felts's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NAPLES GLOBAL ADVISORS LLC?

NAPLES GLOBAL ADVISORS LLC has approximately 18 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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