Unclaimed Profile

Thomas Noyes Richmond

WASMER, SCHROEDER & COMPANY, LLC·NAPLES, Florida

Series 7, Series 63Clean record26 years registeredWASMER, SCHROEDER & COMPANY, LLC

600 FIFTH AVENUE SOUTH, NAPLES, FL 34102CRD# 1799638Firm CRD# 105323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Noyes Richmond · NAPLES, FL

Registration

CRD #1799638 · WASMER, SCHROEDER & COMPANY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WASMER, SCHROEDER & COMPANY, LLC

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Jul 2020 – Apr 2025

Cleveland, OH

WASMER SCHROEDER

Jan 2008 – Jul 2020

CLEVELAND, OH

WASMER, SCHROEDER & COMPANY, LLC

Jan 2006 – Jan 2008

CLEVELAND, OH

WASMER, SCHROEDER & COMPANY, LLC

Mar 2000 – Dec 2005

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 23, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WASMER, SCHROEDER & COMPANY, LLC

CRD 105323 · SEC 801-32554

AUM

$67M

Regulatory assets under management

Employees

1 client accounts

Services offered by WASMER, SCHROEDER & COMPANY, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at WASMER, SCHROEDER & COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Noyes Richmond offer?

Thomas Noyes Richmond specializes in Investment Management.

What are Thomas Noyes Richmond's credentials?

Thomas Noyes Richmond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Noyes Richmond located?

Thomas Noyes Richmond is based in NAPLES, Florida, last registered with WASMER, SCHROEDER & COMPANY, LLC.

How does Thomas Noyes Richmond charge for services?

Thomas Noyes Richmond's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WASMER, SCHROEDER & COMPANY, LLC?

WASMER, SCHROEDER & COMPANY, LLC has approximately 10 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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