Unclaimed Profile

Richard Leo Swope

GLOBAL WEALTH CONSULTANTS, LLC·NAPLES, Florida

Series 6, Series 65Clean record18 years registeredGLOBAL WEALTH CONSULTANTS, LLC

8955 FONTANA DEL SOL WAY, NAPLES, FL 34109CRD# 3231799Firm CRD# 144221

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Leo Swope · NAPLES, FL

Registration

CRD #3231799 · GLOBAL WEALTH CONSULTANTS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GLOBAL WEALTH CONSULTANTS, LLC

GLOBAL WEALTH CONSULTANTS, LLC

Dec 2007 – Jul 2016

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 6

Series 65

Registration record

First registered · December 1, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLOBAL WEALTH CONSULTANTS, LLC

CRD 144221 · SEC 801-68143

AUM

$108M

Regulatory assets under management

Employees

260 client accounts

Services offered by GLOBAL WEALTH CONSULTANTS, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GLOBAL WEALTH CONSULTANTS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Leo Swope offer?

Richard Leo Swope specializes in Investment Management, Fee-Only Advisory.

What are Richard Leo Swope's credentials?

Richard Leo Swope is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Leo Swope located?

Richard Leo Swope is based in NAPLES, Florida, last registered with GLOBAL WEALTH CONSULTANTS, LLC.

How does Richard Leo Swope charge for services?

Richard Leo Swope's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLOBAL WEALTH CONSULTANTS, LLC?

GLOBAL WEALTH CONSULTANTS, LLC has approximately 5 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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