Unclaimed Profile

Kevin M Erndl

FIRST TRUST INVESTMENT SOLUTIONS L.P.·NAPLES, Florida

SIE, Series 6, Series 7, Series 63, Series 66Clean record20 years registeredFIRST TRUST INVESTMENT SOLUTIONS L.P.

9130 GALLERIA COURT, NAPLES, FL 34109CRD# 4773579Firm CRD# 328327

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin M Erndl · NAPLES, FL

Registration

CRD #4773579 · FIRST TRUST INVESTMENT SOLUTIONS L.P. · 20 years registered

Brand Profile

Not yet started

Career History

FIRST TRUST ADVISORS LP

Dec 2024 – present

FIRST TRUST INVESTMENT SOLUTIONS L.P.

Jun 2024 – Dec 2024

NAPLES, FL

GYROSCOPE CAPITAL MANAGEMENT GROUP LLC

Aug 2022 – Oct 2023

NAPLES, FL

CWA ASSET MANAGEMENT GROUP

Mar 2016 – Apr 2025

NAPLES, FL

MORGAN STANLEY

Mar 2013 – Mar 2016

NAPLES, FL

LPL FINANCIAL LLC

Dec 2008 – Apr 2013

NAPLES, FL

UBS FINANCIAL SERVICES INC.

Aug 2005 – Jan 2008

NAPLES, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · August 16, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST TRUST INVESTMENT SOLUTIONS L.P.

CRD 328327 · SEC 801-128828

AUM

$518M

Regulatory assets under management

Employees

800 client accounts

Services offered by FIRST TRUST INVESTMENT SOLUTIONS L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

Nonprofits & Foundations

View all advisors at FIRST TRUST INVESTMENT SOLUTIONS L.P. →

Introduction

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Frequently Asked Questions

What services does Kevin M Erndl offer?

Kevin M Erndl specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NAPLES, Florida for a consultation.

What are Kevin M Erndl's credentials?

Kevin M Erndl is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin M Erndl located?

Kevin M Erndl is based in NAPLES, Florida, working with FIRST TRUST INVESTMENT SOLUTIONS L.P.. Their office serves clients in the NAPLES metropolitan area and surrounding communities.

How does Kevin M Erndl charge for services?

Kevin M Erndl's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST TRUST INVESTMENT SOLUTIONS L.P.?

FIRST TRUST INVESTMENT SOLUTIONS L.P. has approximately 8 employees and manages $518M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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