Unclaimed Profile

Kosta P Velis

GUGGENHEIM PARTNERS LATIN AMERICA, INC.·MIAMI, Florida

SIE, Series 3, Series 7, Series 9, Series 10, Series 23, Series 63, Series 65CFP26 years registeredGUGGENHEIM PARTNERS LATIN AMERICA, INC.

1111 BRICKELL AVENUE, MIAMI, FL 33131CRD# 2506731Firm CRD# 152104

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kosta P Velis · MIAMI, FL

Registration

CRD #2506731 · GUGGENHEIM PARTNERS LATIN AMERICA, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GUGGENHEIM PARTNERS LATIN AMERICA, INC.

CAPITAL MARKETS IQ, LLC

Feb 2019 – Jul 2019

Sebastian, FL

GUGGENHEIM PARTNERS LATIN AMERICA, INC.

Nov 2016 – May 2017

MIAMI, FL

STOEVER GLASS WEALTH MANAGEMENT, INC.

Feb 2016 – Sep 2016

NEW YORK, NY

BB&T SECURITIES, LLC

May 2015 – Sep 2015

Dallas, TX

METHOD ENTERPRISES, LLC

Apr 2013 – Jan 2014

ALPHARETTA, GA

EDWARD JONES

Dec 2012 – Mar 2013

ST. LOUIS, MO

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 2012 – Dec 2012

THE WOODLANDS, TX

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Feb 2011

NEW ORLEANS, LA

CITIGROUP GLOBAL MARKETS INC.

Sep 1999 – Jun 2009

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 23

Series 63

Series 65

Registration record

First registered · September 8, 1999

Years registered · 26

Professional designation · CFP

Disclosure History

2008Customer Dispute·Settled

2004Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALVARIUM INVESTMENT ADVISORS (US), INC.

CRD 152104 · SEC 801-70809

AUM

$840M

Regulatory assets under management

Employees

39 client accounts

Services offered by ALVARIUM INVESTMENT ADVISORS (US), INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALVARIUM INVESTMENT ADVISORS (US), INC. →

Introduction

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Frequently Asked Questions

What services does Kosta P Velis offer?

Kosta P Velis specializes in Financial Planning, Investment Management, Wealth Management.

What are Kosta P Velis's credentials?

Kosta P Velis holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kosta P Velis located?

Kosta P Velis is based in MIAMI, Florida, last registered with GUGGENHEIM PARTNERS LATIN AMERICA, INC..

How does Kosta P Velis charge for services?

Kosta P Velis's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUGGENHEIM PARTNERS LATIN AMERICA, INC.?

GUGGENHEIM PARTNERS LATIN AMERICA, INC. has approximately 4 employees and manages $840M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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