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CAPITAL MARKETS IQ, LLC
CAPITAL MARKETS IQ, LLC
5 registered advisors
·
CRD# 134921
SEC# 801-69992
18
310.882.6380
01
Firm Overview
AUM
$392M
Regulatory assets under management
Employees
24
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at CAPITAL MARKETS IQ, LLC
5 registered advisors
Dawn Michele Bratcher
WILMINGTON, Delaware
CRD# 5905073
Ibrahim Saleh Mohammed
WILMINGTON, Delaware
CRD# 5772220
Kenneth Nelson Wiseman
WILMINGTON, Delaware
CRD# 1621758
Matthew V Rabinowitz
WILMINGTON, Delaware
CRD# 5772204
Penelope Yvonne Turnbow
WILMINGTON, Delaware
CRD# 5644575
05
Office Locations
WILMINGTON, Delaware
5 advisors
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Data sourced from SEC Form ADV filings. CAPITAL MARKETS IQ, LLC (CRD# 134921) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.