Unclaimed Profile

Juan Ball

GUGGENHEIM PARTNERS LATIN AMERICA, INC.·MIAMI, Florida

Series 3, Series 7, Series 63, Series 65Clean record21 years registeredGUGGENHEIM PARTNERS LATIN AMERICA, INC.

1111 BRICKELL AVENUE, MIAMI, FL 33131CRD# 2048092Firm CRD# 152104

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Juan Ball · MIAMI, FL

Registration

CRD #2048092 · GUGGENHEIM PARTNERS LATIN AMERICA, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GUGGENHEIM PARTNERS LATIN AMERICA, INC.

GUGGENHEIM PARTNERS LATIN AMERICA, INC.

Jul 2010 – Dec 2017

MIAMI, FL

GUGGENHEIM INVESTMENT ADVISORS, LLC

Nov 2004 – Sep 2009

MIAMI, FL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · November 18, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALVARIUM INVESTMENT ADVISORS (US), INC.

CRD 152104 · SEC 801-70809

AUM

$840M

Regulatory assets under management

Employees

39 client accounts

Services offered by ALVARIUM INVESTMENT ADVISORS (US), INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALVARIUM INVESTMENT ADVISORS (US), INC. →

Introduction

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Frequently Asked Questions

What services does Juan Ball offer?

Juan Ball specializes in Financial Planning, Investment Management, Wealth Management.

What are Juan Ball's credentials?

Juan Ball is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Juan Ball located?

Juan Ball is based in MIAMI, Florida, last registered with GUGGENHEIM PARTNERS LATIN AMERICA, INC..

How does Juan Ball charge for services?

Juan Ball's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUGGENHEIM PARTNERS LATIN AMERICA, INC.?

GUGGENHEIM PARTNERS LATIN AMERICA, INC. has approximately 4 employees and manages $840M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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